Services
OUR SERVICES
Financial Consulting
I offer financial consulting services to people in need of some financial planning and restructuring. I’ll get to help you set up plans for retirement, mortgage and every other finance-intensive milestone in your life.
Stock Brokerage
I partner with VALIC FINANCIAL ADVISORS, INCl to give investment advice and offer stock brokerage services to clients trying to be adept in the stock market. I assist my clients with the trading of stocks and also give substantial advice on stocks to trade.
Digital Currency Trading
Apart from Stock Brokerage, I am an Expert Trader in Forex & Cryptocurrency. I do a great deal of research for my clients in order to efficiently advise on the tokens to daytrade with, or invest in for a long period.
About
ABOUT ME
I’ve garnered over 18 years of solid experience working with up to five prestigious investment/ brokerage firms in the United States, accumulating well over thirty-nine state licenses in the process.
I work extensively with individual investors & businesses through periods of expansion. I help my clients rapidly accumulate profit within a specified trading period, utilizing advanced multi-market trading strategies.
HISTORY
WORKING HISTORY
AIG CAPITAL SERVICES, INC. (CRD# 13158)
2018 - 2019 (1 year)
WACHOVIA SECURITIES, LLC (CRD# 19616)
2005 - 2006 (<1 year)
MORGAN STANLEY DW INC. (CRD# 7556)
2005 - 2005 (<1 year)
CITIGROUP GLOBAL MARKETS INC. (CRD# 7059)
2004 - 2005 (1 year
My Skills and Achievements
EXAMINATION
State Securities Law Exam
Series 66
Dec 14, 2007
Series 63
Apr 24, 2004
General Industry/Products Exam
SIE
Oct 1, 2018
Series 7
Feb 17, 2004
Testimonial
I thoroughly enjoy working with Lucia , She’s so disciplined and experienced in the financial market. We’ve been through so many challenges on the process of building my portfolio and in every case, she knows just what to do!
A lot of people can help you make a trade in the stock market, only few brokers can come close to being consistent with making profit on every investment deal and Lucia Alicia Cruz is one of them.
Mrs. Lucia Alicia Cruz has been handling the portfolios and financial dealings of most of my family members for a long time. She’s our first point of call whenever anyone tries to discuss or invest in the financial markets. This is due to the amount of Trust we have in her service.
Mrs. Lucia has been an incredible investment advisor for me. Her expertise and guidance have truly made a difference in my financial journey.
Contact Me
Copyright © 2024 Lucia Alicia Cruz . All Rights Reserved.